SOC_COLP_COFA

 

COLP & COFA SERVICE

THE SRA IS PUTTING EVER GREATER BURDENS ON LAW FIRMS’ COMPLIANCE OFFICERS.  SOCRATES OFFERS THE COMPLETE SOLUTION.

This service provides precedents and updating, so you can focus on your practice, without worrying that there is a compliance issue you have missed.

PRECEDENTS

The Code requires firms to demonstrate clear and effective governance. Lexcel and other quality standards require rigorous documentation. We provide what you need, including:

  • compliance in an hour – overview
  • risk assessment questionnaire
  • compliance plan
  • financial management policy
  • risk management manual
  • precedent engagement letters and terms of engagement
  • billing information
  • anti-money laundering policy and procedure
  • complaints policy
  • whistle-blower and reporting policy (required by Indicative Behaviour 10.10)
  • equality and diversity policy
  • file reviews policy and precedent
  • referral arrangements (practice note and precedents)
  • conflicts policy and procedure
  • gifts policy (including anti-bribery policy)
  • outsourcing policy and precedents
  • business continuity policy
  • business planning (including precedent business plans)
  • monitoring client satisfaction
  • job descriptions and person specifications
  • performance management & appraisal policy
  • training and development policy

UPDATING

We update the precedents, and send you bulletins on regulatory changes throughout your subscriptions.  Leave the worrying to us.

 

How about training your staff about conduct issues and risk management? See our companion online training service on the SRA Code of Conduct.  Discounts apply if you take both services.

Click here to view our Terms & Conditions

PRICING

Nobody matches us for quality or price. Price varies according to the number of lawyers in your firm and the number of services taken.
Discounts apply for multiple services.
Contact us for details on 020 7586 5394
or email us info@socrates-training.co.uk

REGISTER YOUR INTEREST

Just fill in the form.  We will get back to you right away to confirm pricing and discuss options.

 
 

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